License Agreement draft, 7 World Trade Center, July 1997

NYC 9/11 Public Portal Document

(to) The relationship of the person who refused to testify to any entity that is B party to the hearing, including, but not limited to, whether the person whose testimony is sought has an ownei sliip interest in the entity and/or the degree of authority and responsibility the person has within the entity.

(c) Ilie nexus of the testunony sought to the subject entity and its contracts, l.ie«naeB, pannits or iiooiscs with the City.

(d) The efifect a penalty may have on an unaffiliated and unrelated party or entity that hats a significant interest in an entity subject to penalties under 1.4 i^ove, provided that the party or entity has given actual notice to the commissioner or agency head upon the acquisition of the iiiLcrest, or at tite hearing called for in 1.3(a) above gives notice and proves that such interest was previously acquired. Undo* either circumstance the party or entity must present evident at the hearing demonstrating the potential adverse impact a penalty will have on such person or entity.

1 6(a) The term "license" or "permit" as used herein shall be defined as a license,

permit, franchise or concession not granted as a matter of right.

1.6(b) The term "person” as used herein shall be defined as any natural person doing

business alone or associated with another person or entity as a partner, director, officer, principal

or employee.

1.6(c) The term "entity" as used heron shall be defined as any firm, partnership,

corporation, association, or person that receives momes, boiefits, licenses, Licenses, or permits

from or through the City or otherwise transacts business with the City.

1 6(d) The term "member" as used herein shall be defined as any person associated with

another person or entity as a partner, director, officer, principal or employee.

1.7 In addition to and notwithstanding any other provision of this agreement, the

Commissioner or agency head may in his or her sole discretion terminate this agreement upon not

less than three (3) days written notice in the event contractor fails to promptly report in writing to 15 as\7WTt.IC3.W>D

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