NYC 9/11 Public Portal Document
whose testimony is sought has an ownership interest in the entity and/or
the degree of authority and responsibility the person has within the entity.
(c) The nexus of the testimony sought to the subject entity and its contracts,
leases, permits or licenses with the City.
(d) The effect a penalty may have on an unaffiliated and unrelated party or
entity that has a significant interest in an entity subject to penalties under
1.4 above, provided that the party or entity has given actual notice to the
commissioner or agency head upon the acquisition of the interest, or at the
hearing called for in 1.3(a) above gives notice and proves that such interest
was previously acquired. Under either circumstance the party or entity
must present evidence at the hearing demonstrating the potential adverse
impact a penalty will have on such person or entity.
1.6 -<(a> (al The term "license" or "permit" as used herein shall be defined as a license,
permit, franchise or concession not granted as a matter of right.
The term "person" as used herein shall be defined as any natural person doing business
alone or associated with another person or entity as a partner, director, oflBcer, principal or
employee.
1.6 (cl The term "entity" as used herein shall be defined as any firm, partnership.
corporation, association, or person that receives monies, benefits, licenses, leases, or permits from
or through the City or otherwise transacts business with the City.
1.6
The term "member" as used herein shall be defined as any person associated with another
person or entity as a partner, director, officer, principal or employee.
1.7 In addition to and notwithstanding any other provision of this Agreement, the
Commissioner or agency head may in his or her sole discretion terminate this Agreement upon not
less than three (3) days written notice in the event contractor fails to promptly report in writing to
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