NYC 9/11 Public Portal Document
and the forthcoming testimony of all other members, agents, assignees or
fiduciaries whose testimony is sought.
(b) The relationship of the person who refused to testify to any entity that is
a party to the hearing, including, but not limited to, whether the person
whose testimony is sought has an ownership interest in the entity and/or
the degree of authority and responsibility the person has within the
entity.
(c) The nexus of the testimony sought to the subject entity and its contracts.
Licenses, permits or licenses with the City.
(d) The effect a penalty may have on an unaffiliated and unrelated party or
entity that has a significant interest in an entity subject to penalties under
1.4 above, provided that the party or entity has given actual notice to the
commissioner or agency head upon the acquisition of the interest, or at
the hearing called for in 1.3(a) above gives notice and proves that such
interest was previously acquired. Under either circumstance the party or
entity must present evidence at the hearing demonstrating the potential
adverse impact a penalty will have on such person or entity.
1.6(a) The term "license" or "permit" as used herein shall be defined as a license,
permit, franchise or concession not granted as a matter of right.
1.6(b) The term "person" as used herein shall be defined as any natural person doing
business alone or associated with another person or entity as a partner, director, officer, principal
or employee.
1.6(c) The term "entity" as used herein shall be defined as any firm, partnership.
corporation, association, or person that receives monies, benefits, licenses. Licenses, or permits
from or through the City or otherwise transacts business with the City.
1.6(d) The term "member" as used herein shall be defined as any person associated with
another person or entity as a partner, director, officer, principal or employee.
1.7 In addition to and notwithstanding any other provision of this agreement, the
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