NYC 9/11 Public Portal Document
I.
appropriate:
(a) The party's good faith endeavors or lack thereof to cooperate fully and
faithfully with any governmental investigation or audit, including but
not limited to the discipline, discharge, or disassociation of any person
failing to testify, the production of accurate and complete books and
records, and the forthcoming testimony of all other members, agents,
assignees or fiduciaries whose testimony is sought.
(b) The relationship of the person who refused to testify to any entity that is
a party to the hearing, including, but not limited to, whether the person
whose testimony is sought has an ownership interest in the entity and/or
the degree of authority and responsibility the person has within the
entity.
(c) The nexus of the testimony sought to the subject entity and its contracts,
Licenses, permits or licenses with the City.
(d) The effect a penalty may have on an unaffiliated and unrelated party or
entity that has a significant interest in an entity subject to penalties
under 1.4 above, provided that the party or entity has given actual notice
to the commissioner or agency head upon the acquisition of the interest,
or at the hearing called for in 1.3(a) above gives notice and proves that
such interest was previously acquired. Under either circumstance the
party or entity must present evidence at the hearing demonstrating the
potential adverse impact a penalty will have on such person or entity.
1.6(a) The term "license" or "permit" as used herein shall be defined as a license,
permit, franchise or concession not granted as a matter of right.
1.6(b) The term "person" as used herein shall be defined as any natural person doing
business alone or associated with another person or entity as a partner, director, officer, principal
or employee.
1.6(c) The term "entity" as used herein shall be defined as any firm, partnership,
corporation, association, or person that receives monies, benefits, licenses. Licenses, or permits
from or through the City or otherwise transacts business with the City.
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NYC-WTC_000169405
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