WTC Records Folder 0129 Disaster Miscellaneous label, 2001

NYC 9/11 Public Portal Document S COUNSEL OFF.

DRAFT rescue volunteer at one of those building sites on that date who is missing or deceased; and for such a customer. the definition of customer- in subdivision (o) of section 4-104 of the New York Uniform Commercial Code is modified and altered to include within such definition any person who has presented on affidavit (in a form to be determined by the Superintendent of Honks) by which ouch person states (ii that he or she is the spouse of ouch a customer, or if there shall be no spouse, the legal guardian of such customer's minor children, or if there shall be no Spouse and no legal guardian shall have been appointed, the person with whom Such customer's minor children shall reside; and (ii) that he or she has not sought payment of an item or items, together with any redemptions of money market mutual fund shares, with respect to accounts held eolely in the of such customer, in excess of $15,000 in the aggregate; name

Section 4-405 of the New York Uniform Commercial Code, to the extent that the death of a customer would revoke the authority of a bank to pay the item or items on the order of the person who presents an affidavit by which such person states that he or she is the spouse of a customer. the legal guardian of such customer's minor children, or the person with whom such customer's minor children shall reside, as provided Ior in the suspension and modification or subdivision (c) of section 4-104 of the NEw'York Uniform Commercial Code by this Order above; Section 5-107(a) (i) of the New York Uniform Commercial Code in order to alter and modify the definition of 'appropriate pereen for the purpose of redemption of money market mutual funs shares of a person that was either employed in the world Trade Center or the Pentagon, or was in such buildings, or in the immediate vicinity, when the events of September 11, 2001 occurred, or was a crew member or passenger on any or the airline flights involved in the diameters on chat date, or was a police officer. fire fighter, emergency medical service provider, or rescue volunteer at one of those building cites on that dace who is missing or deceased, to the extent New York applies, in order to include, with respect to an indorsement, Law instruction or entitlement order, any person who has presented an affidavit (in a form to be determined by the Superintendent of by which such person state&: (1) tnac he or she is the Banks) spouse of the person Specified by a security certificate, the registered owner of an uncertificatea security, or the entitlement holder, as applicable, it there shall be no spouse of such person, the legal guardian or of such porcon'e minor children, or tf there shall be no spouse and no legal guardian shall have been appointed, the person with whom such miner children shall reside; and (ii) that such imdaroement, person's instruction or entitlement order, as applicable. and all such indorsemente. instructions and entitlement orders, together items paid an provided for in the suspension and modification with any of subdivision (e) of Seccion 4-104 of the New York Uniform Commercial Code by this Order above. with respect to accounts held solely in the name of ouch person, shall be for a sun or sumo not in excess of 515,000 in the aggregate.

G I v S N under my hand and the

Privy seal of the State it. the

City of Albany this day of in the year two thousand.

BY THE GOVERNOR

Secretary to the Governer

NYC-WTC 000137457