NYC 9/11 Public Portal Document
ducts, and return air plenums to the air handling unit (AHU), the interior surfaces of the
AHU, mixing box, coil compartment, condensate drain pans, supply air ducts, fans, fan
housing, fan blades, turning vanes, filters, filter housings, and supply diffusers are all
considered part of the HVAC system.
2.02 HVAC System Component Inspections and Site Preparations
(A) HVAC System Component Inspections: Prior to the commencement of any cleaning
work, the HVAC system cleaning contractor shall perform a visual inspection of the
HVAC system to determine appropriate methods, tools, and equipment required to
satisfactorily complete this project. The cleanliness inspection should include air
handling units and representative areas of the HVAC system components and ductwork.
In HVAC systems that include multiple air handling units, a representative sample of the
units should be inspected.
The cleanliness inspection shall be conducted without negatively impacting the indoor
environment through excessive disruption of settled dust, microbial amplification or other
debris. In cases where contamination is suspected, and/or in sensitive environments
where even small amounts of contaminant may be of concern, environmental
engineering control measures should be implemented
1. Damaged system components found during the inspection shall be
documented and brought to the attention of the NYCDEP.
(B) Site Evaluation and Preparations: Contractor shall conduct a site evaluation, and
establish a specific, coordinated plan which details how each area of the building will be
protected during the various phases of the project.
(C) Inspector Qualifications: Qualified personnel shall perform the HVAC cleanliness
inspection to determine the need and/extent of cleaning. At minimum, such personnel
should have an understanding of HVAC system design, and experience in utilizing
accepted indoor environmental sampling practices, current industry HVAC cleaning
procedures, and applicable industry standards.
2.03 General HVAC System Cleaning Requirements
(A) Containment: Debris removed during cleaning shall be collected and precautions
must be taken to ensure that Debris is not otherwise dispersed outside the HVAC
system during the cleaning process.
(B) Particulate Collection: Where the Particulate Collection Equipment is exhausting
inside the building, HEPA filtration with 99.97% collection efficiency for 0.3-micron size
(or greater) particles shall be used.
(C) Controlling Odors: Measures shall be employed to control odors and/or mist vapors
during the cleaning process.
(D) Component Cleaning: Cleaning methods shall be employed such that all HVAC
system components must be Visibly Clean as defined in applicable standards (see
NADCA Standards).
(E) Air Volume Control Devices: Dampers and any air-directional mechanical devices
inside the HVAC system must have their position marked prior to cleaning and, upon
completion, must be restored to their marked position.
Page 3
NYC-WTC 000100867
OCR can misread numbers and units. Confirm readings against the page image before using them.