NYC 9/11 Public Portal Document
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Assessment, Cleaning and Restoration of HVAC Systems - ACR 2002
cleaning. At minimum, such personnel should have an Assessment includes three steps: (1) Building Usage
understanding of HVAC system design, and experience Classification: (2) HVAC Contamination Evaluation: and
in using accepted indoor environmental sampling (3) Environmental Impact Assessment.
practices, current industry HVAC cleaning procedures,
and applicable industry standards. The HVAC Contamination Evaluation and the
Environmental Impact Assessment must include a visual
3.5 Conditions Requiring Cleaning evaluation of representative sections of the HVAC
components and the occupied spaces served by the
HVAC system cleaning shall be performed when any of HVAC system. This evaluation serves to assess
the following conditions are found in the cleanliness conditions within the HVAC system and the physical
inspection. integrity of system components and surfaces.
3.5.1H\/ACSystefnGQntamination— Information collected from the Project Assessment
should be used to define the scope of the cleaning and
HVAC systems should be operated in a clean condition. restoration project, cleaning methods to be employed,
If significant accumulations of contaminants or debris are the environmental engineering controls required for the
visually observed within the HVAC system, then cleaning workspace, and any unique project requirements.
is necessary. Likewise, if evidence of microbial growth
is visually observed or confirmed by analytical methods, 4.1 Building Use Classification
then cleaning is required.
Classifying the type of building and its uses is an
if the HVAC system discharges visible particulate into important part of Project Assessment. Cleaning
the occupied space, or a significant contribution of methods, project specifications, environmental
airborne particles from the HVAC system into the indoor engineering controls, and cleanliness verification
ambient air is confirmed, then cleaning is necessary. methods may vary among different buildings. Building
classifications are listed in sections 4.1.1 to 4.1.8.
See the guideline to this standard for discussion of the
Aggressive Particle Profiling procedure, which may be 4.1.1 Industrial
used to confirm if non-visible contaminants are being
introduced into the indoor environment via the HVAC Buildings classified as industnal use include any facility
system. housing the manufacture, fabrication, processing,
handling and storage of materials or products.
3.5.2 Compromised Performance
4.1.2 Residential
Heat exchange coils, cooling coils, air flow control
devices, filtration devices, and air-handling equipment Buildings classified as residential use include stand
determined to have restrictions, blockages, or alone homes, apartment buildings, and condominiums
contamination deposits that may cause system where people reside.
performance inefficiencies, air flow degradation, or that
may significantly affect the design intent of the HVAC 4.1.3 Light Commercial
system, shall be cleaned.
Buildings classified as light commercial use include
3.5.3 Indoor Air Quality Management space with a constant volume HVAC system up to, and
including 10 tons cooling or equivalent heating capacity,
Indoor air quality management plans that include or 4000 CFM nominal air flow, whichever is greater.
preventative cleaning and maintenance are
recommended to minimize recurring contamination 4.1.4 Commercial
within HVAC systems. Special consideration should
also be given to buildings or residences with sensitive Buildings classified as commercial use include space
populations such as immune-compromised individuals, with an HVAC system of greater than 10 tons, or
and specialized environments or buildings with sensitive equivalent heating capacity, or 4000 CFM nominal air
building contents or critical processes. flow, whichever is greater.
4 Project Assessment 4.1.4.1 Restaurants
A Project Assessment must take place prior to The patron seating areas and employee workspaces
commencing with cleaning work. The Project within restaurants are classified as commercial use.
Kitchen exhaust systems designed to remove grease-
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